SFC Licences of LAM Kong Wai 林港懷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 13 July 2018 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 July 2018 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 28 February 2017 | 03 July 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 28 February 2017 | 03 July 2018 |