SFC Licences of SHI Ji 史迹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 24 January 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 12 November 2021 | 05 May 2022 |
| Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 14 March 2017 | 29 October 2021 |