SFC licenceholder BJB317 GAN Quan 甘泉

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [4] (Advising on Securities) 17 October 2019
CEB International Capital Corporation Limited 光銀國際資本有限公司 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 20 September 2019
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE [6] (Advising on Corporate Finance) 09 January 2019 11 September 2019
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE [1] (Dealing in Securities) 09 January 2019 11 July 2019
AMTD Global Markets Limited 尚乘環球市場有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 February 2017 04 September 2018