SFC Licences of LI Huili 李慧俐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 07 July 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 18 June 2021 | |
Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 17 February 2017 | 04 June 2021 |