SFC Licences of SO Wai Pui, Herbert 蘇偉培

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RE 1 16 December 2021 09 March 2023
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 5 02 January 2020 30 November 2021
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 4 02 January 2020 30 November 2021
ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 RE 9 23 December 2019 30 November 2021
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 9 26 July 2019 07 December 2019
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 1 26 July 2019 07 December 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 27 June 2017 13 July 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 27 June 2017 13 July 2019
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 27 June 2017 13 July 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 16 February 2017 13 July 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 16 February 2017 13 July 2019
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 16 February 2017 13 July 2019