SFC Licences of ZHANG Zichen 張子辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 24 September 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 23 July 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 23 July 2021 | |
Central Wealth Asset Management Limited 中達資產管理有限公司 | RE | 9 | 18 January 2021 | 11 June 2021 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 4 | 06 January 2020 | 11 June 2021 |
Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 06 January 2020 | 11 June 2021 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 February 2017 | 30 November 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 February 2017 | 30 November 2017 |