SFC Licences of LIN Ying Cheng 林盈成
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 | RO | 9 | 03 August 2021 | 28 February 2022 |
| Yuanta Futures (HK) Co., Limited 元大期貨(香港)有限公司 | RE | 1 | 20 November 2019 | 28 February 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 11 January 2018 | 19 October 2018 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 11 January 2018 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 10 March 2017 | 19 October 2018 |
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 10 March 2017 | 19 October 2018 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 10 March 2017 | 02 October 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 10 March 2017 | 02 October 2017 |