SFC Licences of YE Dui 葉兌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 05 October 2020 | |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 05 October 2020 | |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 05 October 2020 | |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 16 February 2017 | 19 September 2020 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 16 February 2017 | 19 September 2020 |