SFC Licences of WANG Chen 王晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 20 April 2022 | 18 August 2023 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 20 April 2022 | 18 August 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 04 June 2021 | 03 December 2021 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 04 June 2021 | 03 December 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 22 February 2017 | 24 January 2020 |