SFC Licences of WANG Chen 王晨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 20 April 2022
CMB International Capital Limited 招銀國際融資有限公司 RE 1 20 April 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 04 June 2021 03 December 2021
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 04 June 2021 03 December 2021
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 22 February 2017 24 January 2020