SFC Licences of WONG Yiu Ming, Simon 王耀明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 28 December 2021 02 December 2023
Arta Corporate Advisory Limited 裕承企業顧問有限公司 RE 6 08 October 2021 02 December 2023
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 6 23 October 2017 06 December 2019
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 23 October 2017 06 December 2019
CMBC International Capital Limited 民銀資本有限公司 RE 6 21 March 2017 21 September 2017
CMBC International Capital Limited 民銀資本有限公司 RE 1 21 March 2017 21 September 2017