SFC Licences of WONG Yiu Ming, Simon 王耀明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Arta Global Markets Limited 裕承環球巿場有限公司 | RE | 1 | 28 December 2021 | 02 December 2023 |
Arta Corporate Advisory Limited 裕承企業顧問有限公司 | RE | 6 | 08 October 2021 | 02 December 2023 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 6 | 23 October 2017 | 06 December 2019 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 23 October 2017 | 06 December 2019 |
CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 21 March 2017 | 21 September 2017 |
CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 21 March 2017 | 21 September 2017 |