SFC Licences of YAN Yajing 顏雅靖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Capital Limited 華富建業企業融資有限公司 | RE | 1 | 30 October 2018 | 27 November 2022 |
Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 20 April 2018 | 27 November 2022 |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 6 | 08 March 2018 | 29 March 2018 |
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RE | 1 | 08 March 2018 | 29 March 2018 |
CMBC International Capital Limited 民銀資本有限公司 | RE | 1 | 20 March 2017 | 28 February 2018 |
CMBC International Capital Limited 民銀資本有限公司 | RE | 6 | 20 March 2017 | 28 February 2018 |