SFC Licences of XIONG Wei 熊瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 27 July 2023 | |
UBS Securities Asia Limited | RE | 4 | 09 June 2023 | 14 June 2023 |
UBS Securities Asia Limited | RE | 4 | 14 April 2023 | 19 April 2023 |
UBS Securities Asia Limited | RE | 4 | 03 February 2023 | 10 February 2023 |
UBS Securities Asia Limited | RE | 4 | 28 February 2017 | 06 May 2021 |