SFC Licences of TE John Victor Cabarles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 12 January 2024 | 17 January 2024 |
| UBS Securities Asia Limited | RE | 4 | 01 December 2022 | 07 December 2022 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 11 January 2019 | 16 January 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 10 September 2018 | 12 September 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 February 2017 | 02 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 28 February 2017 | 02 March 2017 |