SFC Licences of LIU Jisheng 劉基晟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 9 | 22 February 2021 | 31 August 2023 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 4 | 22 February 2021 | 31 August 2023 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 1 | 22 February 2021 | 31 August 2023 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 24 February 2017 | 15 January 2021 |