SFC Licences of CHU Kin Shing Stephen 朱建誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 4 | 01 March 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 1 | 01 March 2022 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RO | 2 | 01 March 2022 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 12 October 2021 | 01 March 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 12 October 2021 | 01 March 2022 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 12 October 2021 | 01 March 2022 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 9 | 02 December 2019 | 26 September 2021 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 13 September 2018 | 26 September 2021 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 16 August 2018 | 26 September 2021 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 22 March 2018 | 26 September 2021 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 02 March 2017 | 26 September 2021 |