SFC Licences of CHU Kin Shing Stephen 朱建誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RO 4 01 March 2022
CMB International Futures Limited 招銀國際期貨有限公司 RO 2 01 March 2022
CMB International Securities Limited 招銀國際證券有限公司 RO 1 01 March 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 12 October 2021 01 March 2022
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 12 October 2021 01 March 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 12 October 2021 01 March 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 02 December 2019 26 September 2021
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 13 September 2018 26 September 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 16 August 2018 26 September 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 22 March 2018 26 September 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 02 March 2017 26 September 2021