SFC Licences of CAO Yining 曹一宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Global Investment Advisors Company Limited 中國光大控股國際投資顧問有限公司 RE 6 17 September 2019 08 July 2020
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 01 March 2017 17 April 2019