SFC Licences of CHEN Xulin 陳旭臨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 03 September 2018 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 03 September 2018 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 03 September 2018 | |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 09 January 2018 | 31 July 2018 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 09 January 2018 | 31 July 2018 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 1 | 09 January 2018 | 31 July 2018 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 1 | 19 April 2017 | 07 September 2017 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 9 | 19 April 2017 | 07 September 2017 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 | RE | 4 | 19 April 2017 | 07 September 2017 |