SFC Licences of CHAN Wai Keung James 陳偉強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 9 | 04 February 2021 | 28 July 2022 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 4 | 04 February 2021 | 28 July 2022 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RE | 1 | 04 February 2021 | 28 July 2022 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RO | 9 | 16 June 2017 | 04 February 2021 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RO | 4 | 16 June 2017 | 04 February 2021 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 | RO | 1 | 16 June 2017 | 04 February 2021 |