SFC Licences of LI Longzhen 李隆真
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 03 July 2023 | |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 03 July 2023 | |
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 03 July 2023 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 03 March 2017 | 27 July 2017 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 03 March 2017 | 27 July 2017 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 March 2017 | 27 July 2017 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 March 2017 | 27 July 2017 |