SFC Licences of CAI Min 蔡閩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 9 | 21 October 2022 | 27 March 2023 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 4 | 21 October 2022 | 27 March 2023 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 1 | 21 October 2022 | 27 March 2023 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 18 February 2019 | 02 September 2022 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 1 | 18 February 2019 | 02 September 2022 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 4 | 21 January 2019 | 02 September 2022 |
| BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 29 September 2017 | 14 December 2018 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 March 2017 | 29 September 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 06 March 2017 | 29 September 2017 |