SFC Licences of CAI Min 蔡閩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 18 February 2019
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 18 February 2019
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 4 21 January 2019
BOCI Research Limited 中銀國際研究有限公司 RE 4 29 September 2017 14 December 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 06 March 2017 29 September 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 4 06 March 2017 29 September 2017