SFC Licences of LIU Wai Kin, Ricky 廖偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 24 May 2019 | 06 June 2019 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 24 May 2019 | 06 June 2019 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 27 September 2018 | 05 October 2018 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 27 September 2018 | 05 October 2018 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 12 January 2018 | 19 January 2018 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 12 January 2018 | 19 January 2018 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 13 March 2017 | 31 March 2017 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 13 March 2017 | 31 March 2017 |