SFC Licences of TAM Chris Sze On 譚世安
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 02 March 2021 | 31 March 2023 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 02 March 2021 | 31 March 2023 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 March 2021 | 31 March 2023 |
Somerley Capital Limited 新百利融資有限公司 | RE | 6 | 02 March 2017 | 28 June 2020 |
Somerley Capital Limited 新百利融資有限公司 | RE | 1 | 02 March 2017 | 28 June 2020 |