SFC Licences of TAM Chris Sze On 譚世安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Capital Limited 海通國際資本有限公司 RE 6 02 March 2021 31 March 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 02 March 2021 31 March 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 02 March 2021 31 March 2023
Somerley Capital Limited 新百利融資有限公司 RE 6 02 March 2017 28 June 2020
Somerley Capital Limited 新百利融資有限公司 RE 1 02 March 2017 28 June 2020