SFC Licences of WANG Zhi 王植

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 4 15 August 2023
UBS Securities Asia Limited RE 4 30 June 2023 06 July 2023
UBS Securities Asia Limited RE 4 06 March 2023 17 March 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 03 March 2017 27 June 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 03 March 2017 27 June 2020