SFC Licences of AU Chun Tung 區鎮東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Capital Limited 華富建業企業融資有限公司 RE 6 17 August 2022 09 June 2023
Quam Capital Limited 華富建業企業融資有限公司 RE 1 17 August 2022 09 June 2023
orientiert XYZ Securities Limited RE 4 22 July 2021 22 July 2022
orientiert XYZ Securities Limited RE 6 22 June 2021 22 July 2022
orientiert XYZ Securities Limited RE 1 22 June 2021 22 July 2022
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 01 December 2020 18 May 2021
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 01 December 2020 18 May 2021
Innovax Capital Limited 創陞融資有限公司 RE 1 26 February 2018 31 October 2020
Innovax Capital Limited 創陞融資有限公司 RE 6 13 March 2017 31 October 2020