SFC Licences of CHAN Rocky Yu 陳力奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital 49 Investment Management Limited | RO | 9 | 14 August 2023 | |
| Capital 49 Investment Management Limited | RE | 9 | 20 June 2023 | 14 August 2023 |
| Privium Fund Management (HK) Limited | RE | 9 | 14 September 2022 | 08 May 2023 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 9 | 17 January 2018 | 31 May 2021 |
| China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 | RE | 1 | 20 April 2017 | 31 May 2021 |