SFC Licences of SEOW Derek Yong Way 蕭勇為

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 2 05 September 2023
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 05 September 2023
Liquidnet Asia Limited 利貫交易網亞洲有限公司 RE 1 31 March 2017 02 July 2023
Liquidnet Asia Limited 利貫交易網亞洲有限公司 RE 7 31 March 2017 02 July 2023