SFC Licences of KAWASAKI Satsuki
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 15 November 2019 | 21 November 2019 |
| UBS Securities Asia Limited | RE | 4 | 21 August 2019 | 28 August 2019 |
| UBS Securities Asia Limited | RE | 4 | 21 March 2019 | 29 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 09 November 2018 | 17 November 2018 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 08 March 2017 | 15 January 2018 |