SFC Licences of KIM Byung Joo
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fiera Capital (Asia) Hong Kong Limited 凱華投資香港有限公司 | RE | 9 | 23 July 2020 | 31 October 2022 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 March 2017 | 12 November 2019 |