SFC licenceholder BJE734 WAN Tze Bun Gilbert 溫子斌

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [4] (Advising on Securities) 04 November 2020
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 04 November 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 30 September 2020
Sun Hung Kai Forex Limited 新鴻基外匯有限公司 RE [3] (Leveraged Foreign Exchange Trading) 28 July 2017 09 September 2020
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities) 07 March 2017 09 September 2020