SFC Licences of TAI Yuen Fai, Patricia 戴婉暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
One Heritage Capital Management Limited 太一資本管理有限公司 | RE | 9 | 31 August 2020 | 13 March 2024 |
One Heritage Capital Management Limited 太一資本管理有限公司 | RE | 4 | 31 August 2020 | 13 March 2024 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 1 | 17 June 2019 | 14 September 2019 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 9 | 19 November 2018 | 14 September 2019 |
Mason Investment Management Limited 茂宸投資管理有限公司 | RE | 4 | 19 November 2018 | 14 September 2019 |
Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 19 November 2018 | 14 September 2019 |
KBR Fund Management Limited | RE | 9 | 01 September 2017 | 05 November 2018 |
KBR Fund Management Limited | RE | 4 | 01 September 2017 | 05 November 2018 |
Wintone Securities Limited 榮通證券有限公司 | RE | 1 | 24 March 2017 | 26 June 2017 |