SFC Licences of YAN Yonglin 顏涌林
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 09 August 2021 | |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 04 June 2021 | 23 July 2021 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 04 May 2018 | 21 May 2021 |
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 9 | 20 April 2017 | 24 March 2018 |
Cypress Capital Hong Kong Limited 承譽資本香港有限公司 | RE | 4 | 20 April 2017 | 24 March 2018 |