SFC Licences of WONG Ka Ho 黃家豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 12 November 2021 | 04 January 2024 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 12 November 2021 | 04 January 2024 |
Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 | RE | 2 | 21 April 2020 | 29 October 2021 |
Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 | RE | 1 | 21 April 2020 | 29 October 2021 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 06 June 2018 | 27 March 2020 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 March 2017 | 27 March 2020 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 17 March 2017 | 27 March 2020 |