SFC Licences of YAMADA Shusuke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 November 2023 | 08 November 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 June 2019 | 21 June 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 March 2019 | 13 March 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 20 November 2018 | 22 November 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 September 2018 | 12 September 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 07 March 2018 | 09 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 07 March 2018 | 09 March 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 24 March 2017 | 30 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 24 March 2017 | 30 March 2017 |