SFC Licences of DONG Xuan 董玄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Securities (Far East) Limited | RE | 6 | 17 August 2018 | 27 August 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 17 August 2018 | 27 August 2021 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 17 August 2018 | 27 August 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 05 April 2017 | 19 June 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 April 2017 | 19 June 2018 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 April 2017 | 19 June 2018 |