SFC Licences of LI Yingshu 李穎舒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 April 2021 | 19 September 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 05 April 2017 | 09 March 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 05 April 2017 | 09 March 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 05 April 2017 | 09 March 2021 |