SFC Licences of ZHU Qianlan 朱倩嵐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 4 | 08 September 2021 | 10 February 2024 |
SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 4 | 24 March 2020 | 20 August 2021 |
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 | RE | 4 | 26 March 2018 | 16 April 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 27 March 2017 | 18 January 2018 |