SFC Licences of LIU Suyang 劉蘇阳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 07 May 2020 | |
Dymon Asia Capital (HK) Limited | RE | 9 | 28 March 2017 | 31 March 2020 |