SFC Licences of LIN Fong Ki 林芳奇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RE | 5 | 24 December 2021 | |
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RE | 4 | 24 December 2021 | |
Huaan Securities (Hong Kong) Futures Limited 華安證券(香港)期貨有限公司 | RE | 2 | 17 December 2021 | |
Huaan Securities (Hong Kong) Brokerage Limited 華安證券(香港)經紀有限公司 | RE | 1 | 17 December 2021 | |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 21 May 2018 | 22 October 2021 |
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 21 May 2018 | 22 October 2021 |
China CIFCO Securities Co., Limited 中國中期證券有限公司 | RE | 1 | 18 September 2017 | 09 May 2018 |
China International Futures (Hong Kong) Company Limited 中國國際期貨(香港)有限公司 | RE | 2 | 22 March 2017 | 09 May 2018 |