SFC Licences of WANG Xuejiao 王雪姣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 11 February 2022 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 11 February 2022 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 11 February 2022 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 February 2022 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 09 February 2021 | 30 December 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 16 August 2019 | 30 December 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 June 2019 | 30 December 2021 |
Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 08 May 2017 | 16 January 2019 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 08 May 2017 | 16 January 2019 |