SFC Licences of WU Xueni 吳雪妮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 July 2019 | 24 April 2023 |
Merrill Lynch Far East Limited | RE | 2 | 13 July 2018 | |
Merrill Lynch Far East Limited | RE | 1 | 03 July 2018 | |
UBS Securities Asia Limited | RE | 1 | 07 April 2017 | 19 June 2018 |