SFC Licences of STEPHEN - 鄭迪繁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Linden Advisors (HK) Limited | RO | 9 | 08 July 2022 | |
| Linden Advisors (HK) Limited | RE | 9 | 03 December 2021 | 08 July 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 30 March 2017 | 23 April 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 30 March 2017 | 23 April 2019 |