SFC Licences of ZHANG Wenze 張文澤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 05 April 2017 01 October 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 05 April 2017 01 October 2019
CLSA Limited 中信里昂證券有限公司 RE 4 05 April 2017 01 October 2019
CLSA Limited 中信里昂證券有限公司 RE 1 05 April 2017 01 October 2019