SFC Licences of TAN Taizhi 譚泰之
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 04 May 2021 | 31 December 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 04 May 2021 | 31 December 2022 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 July 2020 | 08 April 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 07 May 2018 | 08 April 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 25 April 2018 | 08 April 2021 |
Pamirs Capital (H.K.) Limited 高原証券有限公司 | RE | 1 | 08 May 2017 | 02 March 2018 |