SFC Licences of LIU Yaokun 劉耀坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 26 July 2019 | |
| UBS Securities Asia Limited | RE | 4 | 28 June 2019 | 08 July 2019 |
| UBS Securities Asia Limited | RE | 4 | 12 March 2019 | 13 April 2019 |
| UBS Securities Asia Limited | RE | 4 | 06 April 2018 | 10 April 2018 |
| UBS Securities Asia Limited | RE | 4 | 02 June 2017 | 11 June 2017 |
| UBS Securities Asia Limited | RE | 4 | 07 April 2017 | 12 April 2017 |