SFC Licences of LIEW Xun
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 09 June 2023 | 13 June 2023 |
| UBS Securities Asia Limited | RE | 1 | 06 January 2023 | 11 January 2023 |
| UBS Securities Asia Limited | RE | 1 | 31 August 2018 | 05 September 2018 |
| UBS Securities Asia Limited | RE | 1 | 04 September 2017 | 23 September 2017 |
| UBS Securities Asia Limited | RE | 1 | 05 April 2017 | 16 April 2017 |