SFC Licences of YIN Chenggong 尹成功

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 06 January 2021 27 October 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 06 January 2021 27 October 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 06 January 2021 27 October 2022
Merrill Lynch Far East Limited RE 2 08 July 2019 17 September 2020
Merrill Lynch Far East Limited RE 1 08 July 2019 17 September 2020
Merrill Lynch (Asia Pacific) Limited RE 1 08 July 2019 17 September 2020
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 03 April 2017 31 May 2019
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 03 April 2017 31 May 2019