SFC Licences of YIN Chenggong 尹成功
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 18 April 2023 | |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 06 January 2021 | 27 October 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 January 2021 | 27 October 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 January 2021 | 27 October 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 08 July 2019 | 17 September 2020 |
| Merrill Lynch Far East Limited | RE | 1 | 08 July 2019 | 17 September 2020 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 08 July 2019 | 17 September 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 03 April 2017 | 31 May 2019 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 03 April 2017 | 31 May 2019 |