SFC Licences of SHANG Xiaolin 尚小琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 16 March 2022 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 March 2022 | |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 08 October 2019 | 19 November 2021 |
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 08 October 2019 | 19 November 2021 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 05 April 2017 | 05 August 2019 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 05 April 2017 | 05 August 2019 |