SFC licenceholder BJJ389 BAKOUK Salma

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 03 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 18 January 2019
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 26 July 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 26 July 2017
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 13 April 2017 14 April 2017
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE [1] (Dealing in Securities) 13 April 2017 14 April 2017