SFC Licences of LIM You Jie 林猷杰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 11 June 2021 | 03 June 2022 |
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 22 January 2018 | 24 November 2020 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 22 January 2018 | 24 November 2020 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 22 January 2018 | 24 November 2020 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 January 2018 | 24 November 2020 |