SFC Licences of LIM You Jie 林猷杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 11 June 2021 03 June 2022
Morgan Stanley Hong Kong Securities Limited RE 7 22 January 2018 24 November 2020
Morgan Stanley Hong Kong Securities Limited RE 2 22 January 2018 24 November 2020
Morgan Stanley Hong Kong Securities Limited RE 1 22 January 2018 24 November 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 22 January 2018 24 November 2020