SFC Licences of TERADA Wataru
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 24 May 2021 | 30 June 2023 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 9 | 01 October 2019 | 12 February 2021 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 4 | 01 October 2019 | 12 February 2021 |
| Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 三井住友德思資產管理(香港)有限公司 | RE | 1 | 01 October 2019 | 12 February 2021 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 9 | 02 May 2017 | 30 September 2019 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 4 | 02 May 2017 | 30 September 2019 |
| Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 1 | 02 May 2017 | 30 September 2019 |